President and Founder
Jeff is a seasoned professional with 30+ years combined experience as a regulator, Chief Compliance Officer and BSA/AML Officer.
Jeff is an honors graduate of Cannon Financial Institute’s Trust Audit and Compliance School, receiving the designation of Certified Trust Compliance Professional in 2000. He also passed the Investment Adviser Certified Compliance Professional examination, offered by National Regulatory Services and the Investment Adviser Association, in 2006.
Jeff served a member of the Board of Directors of the Fiduciary and Investment Risk Management Association from 2007-2019. He enjoys speaking and teaching at industry schools, conferences and seminars.